0001519418-14-000004.txt : 20140207
0001519418-14-000004.hdr.sgml : 20140207
20140207103650
ACCESSION NUMBER: 0001519418-14-000004
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20140207
DATE AS OF CHANGE: 20140207
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CBOE Holdings, Inc.
CENTRAL INDEX KEY: 0001374310
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 205446972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-85558
FILM NUMBER: 14582433
BUSINESS ADDRESS:
STREET 1: 400 SOUTH LASALLE
CITY: CHICAGO
STATE: IL
ZIP: 60605
BUSINESS PHONE: 312 786 7200
MAIL ADDRESS:
STREET 1: 400 SOUTH LASALLE
CITY: CHICAGO
STATE: IL
ZIP: 60605
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Horizon Kinetics LLC
CENTRAL INDEX KEY: 0001519418
IRS NUMBER: 450642972
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
BUSINESS PHONE: 646-495-7347
MAIL ADDRESS:
STREET 1: 470 PARK AVENUE SOUTH
STREET 2: 4TH FLOOR SOUTH
CITY: NEW YORK
STATE: NY
ZIP: 10016
SC 13G
1
horizonthirteengcboefo.txt
HORIZONTHIRTEENGCBOE
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
made on February 7, 2014.
Under the Securities Exchange Act of 1934
Issuer-CBOE Holdings, Inc.
Securities Class-common
CUSIP Number-12503M108
Event Requiring Filing -December 31, 2012
Filed pursuant to Rule 13d-1(b)
CUSIP Number 12503M108
Reporter- Horizon Kinetics LLC
Tax ID#45-0642972
Place of Organization-Delaware
Number of Shares-sole voting power-2,734,980
Sole dispositive power-2,734,980
Amount beneficially owned-2,734,980
Percent of Class represented by above-3.137%
Type of Reporting Person-HC
Name of Issuer-CBOE Holdings, Inc.
Address of Issuer-400 South LaSalle Street, Chicago, Illinois 60605
Name of Person Filing-Horizon Kinetics LLC
Address -470 Park Avenue South, 4th Floor South, NY, NY, 10016
Citizenship-Delaware
Securities Class-common stock
Filing re Section 240.13d-1(b) by investment
adviser under Section 240.13d-1(b)(1)(ii)(E).
Amount beneficially owned-2,734,980
Percent of class-3.137%
sole voting power-2,734,980
shared power to vote or direct the vote-0
sole power to dispose/direct the disposition-2,734,980
shared power to dispose/direct the disposition-0
Certification pursuant to Section 240.13d-1(b):
By signing below I certify that, to the
best of my knowledge and belief, the securities
referred to above
were not acquired and
are not held for the purpose of or with the effect of
changing or influencing the control of
the issuer of the securities and were not acquired
and are not held in connection with or
as a participant in any transaction
having that purpose or effect.
After reasonable inquiry and to the best of
my knowledge and belief, I certify that the
information set forth in this statement is
true, complete and correct.
Date-February 7, 2014
Signature-Andrew M. Fishman
Title-Associate General Counsel